Securities & Derivative Litigation

  • Representation of filing entities, as well as officers and directors, in cases alleging misstatements and/or omissions in violation of Section 10(b) and 20(a) of the Securities and Exchange Act of 1934.
  • Representation of selling entities and officers and directors in connection with claims of fraud and breach of contract brought by private equity purchasers.
  • Representation of public entities, as well as officers and directors, in connection with claims of fraud and breach of contract brought by private investors.
  • Representation of public entities, as well as officers and directors, in connection with securities and state law claims in connection with mergers.
  • Representation of entities, officers, and directors in derivative litigations and arbitrations alleging breach of fiduciary duty, fraud, and other equitable claims.
  • Representation of investors in proceedings related to dissolution of entity.
  • Representation of private equity portfolio companies in claims for breach of contract and fraud.
  • Representation of entities, officers, and directors in connection with investigations by the Securities Exchange Commission and the Department of Justice.
  • Served as monitor in case alleging fraud by broker dealer.
  • Served as receiver in case alleging fraud by broker dealer.