Securities & Derivative Litigation

Representation of filing entities, as well as officers and directors, in cases alleging misstatements and/or omissions in violation of Section 10(b) and 20(a) of the Securities and Exchange Act of 1934.
Representation of selling entities and officers and directors in connection with claims of fraud and breach of contract brought by private equity purchasers.
Representation of public entities, as well as officers and directors, in connection with claims of fraud and breach of contract brought by private investors.
Representation of public entities, as well as officers and directors, in connection with securities and state law claims in connection with mergers.
Representation of entities, officers, and directors in derivative litigations and arbitrations alleging breach of fiduciary duty, fraud, and other equitable claims.
Representation of investors in proceedings related to dissolution of entity.
Representation of private equity portfolio companies in claims for breach of contract and fraud.
Representation of entities, officers, and directors in connection with investigations by the Securities Exchange Commission and the Department of Justice.
Served as monitor in case alleging fraud by broker dealer.
Served as receiver in case alleging fraud by broker dealer.