Securities & Private Equity
FisherBroyles advises public and private companies in connection with a wide range of securities law compliance and securities transactional matters. In addition, our attorneys have experience in representing fund sponsors and investors in a wide array of investment vehicles, including private equity funds, fund of funds, and venture capital investments across a broad range of industries. Our expertise includes the following areas:
CAPITAL RAISING
- Initial public offerings
- Public offerings of debt and equity
- Private placements of debt and equity
- PIPES (private investment in public equity)
- Regulation Crowdfunding Offerings
- Regulation A+ Offerings
- State or “blue sky” law compliance
- Series Seed / “Friends and Family” investment rounds
- Structuring and documenting deals with VC firms
PUBLIC COMPANIES:
- SEC reporting requirements
- Proxy solicitations
- Corporate governance matters
- Stock buyback programs
- Employee equity compensation plans
PRIVATE COMPANIES:
- Choice of entity
- Financing solutions
- Shareholder Agreements/Buy-Sell Agreements
- Employee equity compensation plans
INVESTMENT ADVISORS:
- Compliance with SEC reporting and registration requirements
- On-going compliance support
- Investment management agreements
- Vendor and NDA agreements
BROKER/DEALERS:
- Broker/dealer registration requirements
- Regulatory compliance
- Placement agent agreements
- Registered representative agreements with broker/dealers
PRIVATE FUNDS:
- Fund formation – US and offshore vehicles
- Fund offering documentation and offering compliance
- General partner and management company operations
- Managing limited partner regulatory issues
- Fund dissolution
FINTECH and BLOCKCHAIN:
- Crypto asset and blockchain companies and products
- Start-up and mature FinTech companies and financial institutions
- Crypto asset investment funds
- Initial Coin Offerings (ICOs)
Practicing People: 50 People

David Black Houston

Richard P. Blessen Chicago

Robert Boresta New York

Randy Burton Houston

Vincent Bushnell Atlanta

Peter J. Cahill Boston

Aurora Cassirer New York

Hollace Topol Cohen New York

John (Jay) Coogan Philadelphia

Ahpaly Coradin Miami

Paul D. Economon Washington, D.C.

Adam T. Ettinger Los Angeles

Nicholas Faleris New York

David Fisher Los Angeles

Jamil French Miami

Edward J. Gildea Boston

Michael Gilleran Boston

Kevin Gluntz Cleveland

Ira Greenstein New York

Nicholas Isaacson Chicago

Carl R. Johnston Atlanta

Cammi R. Jones Atlanta

Jan Joosten New York

William Kraus Detroit

Daniel Larkin Chicago

Jeffrey Qiong Li Washington, D.C.

Soren Lindstrom Dallas

Timothy McFadden Chicago

Dan McGuire Dallas

Justin Nahama Los Angeles

Phi H. D. Nguyen New York

Daniel OBrien Philadelphia

Steven C. Papkin Los Angeles

Matthew S. Parrish Cincinnati

Michael Pierson New York

Paul-Michael Rebus London

David Eric Reid Chicago

James Rosenbluth New York

Christopher Schultz New York

Seth Travis Chicago

Kenju Watanabe New York

Andrew Webster Houston

H.H. Sean Wee New York

Daniel K. Weidenbruch Naples

Michael Weiner Princeton

James C. Wheeler Atlanta

Marcus Wilkinson New York

Dolph Winders Atlanta

Bruce A. Wobeck Atlanta

Craig F. Zappetti Philadelphia