Craig F. Zappetti

Mr. Zappetti has 20 years of business transactional, compliance and consulting experience primarily assisting clients in the following areas:

Public company securities compliance issues:
- All aspects of the Securities Exchange Act of 1934, as amended.
- All aspects of the Securities Act of 1933, as amended.
- Proxy Rules.
- National Securities Exchange Rules including the New York Stock Exchange and NASDAQ Stock Market.
Private Placement Offerings that allow business owners to raise start-up or growth capital.
Mergers and Acquisitions.
- Representing sellers of businesses in both asset and stock sales, allowing them to realize life changing wealth events.
- Representing institutional and strategic acquirers in both purchases and mergers that allow them to grow their businesses or investment holdings.
Venture Capital Financing Transactions.
- Represent venture capital funds in documenting investment transactions in portfolio companies.
- Represent companies in negotiating investment transactions with venture capital funds.
- Negotiate and document ventur...

Representative Transactions
- $90 million Convertible Promissory Note Offering pursuant to Rule 144A under the Securities Act of 1933.
- $50 million follow-on public offering of common stock.
- Sale of an employee benefits administrator to a strategic acquirer for $18 million.
- Royalty Stream Securitization Transactions that raised an aggregate of $105 million for a pharmaceutical drug development company.
- Sale of $1.5 Million of Series D Membership Interests to a Venture Capital Fund.
- $30 million venture debt financing.
- Sale of $5.5 million of membership interests to a private equity fund.
- Establishment of Affiliated Business Arrangements for Title Insurance Companies and Real Estate Brokers.
- Private placement offerings that have raised an aggregate of over $100 million.
Publications
- Served as Lead Editor of two volume set of SEC Rulebooks published by Vintage, a division of PR Newswire
  
  SEC Reporting Rules Forms 10-K, 10-Q, 8-K and SD.
  
  SEC Reporting Rules Proxy Statements
- Bringing Your Medical Device to Market – Author of Corporate Governance Chapter
Affiliations
- The Wistar Institute, Leadership Council
- MIT Enterprise Forum – Philadelphia Chapter – Executive Committee Member
- Strategic Investors Alliance – Board Member

New Jersey
Pennsylvania
Certified Public Accountant – Pennsylvania (Inactive)

George Washington University Law School, J.D., 1996
Villanova University, B.S. Accounting, 1989 Cum Laude, B.S. Communication Arts, 1989 Cum Laude

Saul Ewing, LLP