SECURITIES & PRIVATE EQUITY

FisherBroyles is able to advise public and private companies in connection with a wide range of securities law compliance and securities transactional matters.  In addition, our attorneys have experience in representing fund sponsors and investors in a wide array of investment vehicles, including private equity funds, fund of funds, and venture capital investments across a broad range of industries.  Our expertise includes the following areas:

PUBLIC COMPANIES:

  • SEC reporting requirements
  • Proxy solicitations
  • Corporate governance matters
  • Public offerings of debt and equity
  • Acquisition programs

PRIVATE COMPANIES:

  • Developing structures
  • Financing solutions
  • Private offerings/PIPES

INVESTMENT ADVISORS:

  • Compliance with SEC/NASD registration requirements
  • Governance matters
  • Documentation and advise on investments

PRIVATE EQUITY FUNDS:

  • Fund formation – US and offshore vehicles
  • Fund offering documentation and offering compliance
  • Counseling clients on operations and distribution
  • Evaluation of investment opportunities
  • Exit strategies

VENTURE CAPITAL FUNDS:

  • Formation and related issues
  • Initial stock issuances – traditional preferred stock financings and recapitalization financings